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Enforcement Actions Board Determinations and Penalties

This dataset lists the board determinations and penalties that the New York City Campaign Finance Board has imposed on New York City political campaigns from the year 2000 to the present.

City Government Campaign Finance Board (CFB) Dataset xrxs-qn95 6 fields
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Dataset fields
Showing 50 real records
2009
Ec: 2009 • Candidate: Gonzalez, Sara M. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Gonzalez, Sara M.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
100
2009
Ec: 2009 • Candidate: Gonzalez, Sara M. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Gonzalez, Sara M.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Making improper post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
950
2009
Ec: 2009 • Candidate: Gonzalez, Sara M. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Gonzalez, Sara M.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Repayment: Final Bank Balance
Current Determination Name
Repayment: Final Bank Balance
Final Board Determination
1592.64
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Accepting a corporate contribution
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
2821
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Accepting an over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
756
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to accurately report cash receipts
Current Determination Name
Failure to demonstrate compliance with cash receipts reporting and documentation requirements
Final Board Determination
1112
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to accurately report receipts
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
139
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Filing two disclosure statements late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
834
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
139
2009
Ec: 2009 • Candidate: Herbert, Anthony L. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Herbert, Anthony L.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
298
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to accurately report disbursements and receipts
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
1000
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to document three transactions
Current Determination Name
Failure to document transactions
Final Board Determination
150
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
250
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to report employment information for contributions in excess of $99
Current Determination Name
Failure to provide employment information for contributions in excess of $99
Final Board Determination
400
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
224
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to the notice of inadequate response to the Initial Request for Documentation
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
224
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Maintaining a petty cash fund greater than $500
Current Determination Name
Maintaining a petty cash fund greater than $500
Final Board Determination
195
2010B
Ec: 2010B • Candidate: Jennings, Allan • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2010B
Candidate
Jennings, Allan
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Making cash payments greater than $100
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
50
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Accepting corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
250
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Accepting contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
1250
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1000
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to provide signed intermediary affirmation statements
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
1450
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to questions regarding intermediaries
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
100
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to comply with subcontractor reporting requirements
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
100
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
69
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to document joint expenditures
Current Determination Name
Failure to document transactions
Final Board Determination
50
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Using an entity other than the principal committee in furtherance of an election
Current Determination Name
Failure to maintain a separate campaign bank account; using an undisclosed bank account in furtherance of the campaign; commingling campaign funds with personal or business funds or funds accepted for a different election
Final Board Determination
3846
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to questions regarding fundraising events
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
250
2009
Ec: 2009 • Candidate: Katz, Melinda • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Katz, Melinda
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Payment: Documented Outstanding Liabilities
Current Determination Name
Payment: Documented Outstanding Liabilities
Final Board Determination
-22938
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to report intermediaries
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
347
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to file a disclosure statement
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
651
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Filing two disclosure statements late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
867
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
434
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to report expenditures and receipts
Current Determination Name
Failure to report transactions
Final Board Determination
1735
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to adequately respond to the Initial Document Request
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
237
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
237
2009
Ec: 2009 • Candidate: Lewis, Prince D • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Lewis, Prince D
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Maintaining a petty cash fund greater than $500
Current Determination Name
Maintaining a petty cash fund greater than $500
Final Board Determination
295
2009
Ec: 2009 • Candidate: Solomon, Calvin C. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Solomon, Calvin C.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to file two disclosure statements
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
375
2009
Ec: 2009 • Candidate: Solomon, Calvin C. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Solomon, Calvin C.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Filing a disclosure statement 1 day late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
12
2009
Ec: 2009 • Candidate: Solomon, Calvin C. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Solomon, Calvin C.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
250
2009
Ec: 2009 • Candidate: Solomon, Calvin C. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Solomon, Calvin C.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to initial request for documentation and records
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
160
2009
Ec: 2009 • Candidate: Solomon, Calvin C. • Board Meeting Date: 2012-09-13T00:00:00.000
Ec
2009
Candidate
Solomon, Calvin C.
Board Meeting Date
2012-09-13T00:00:00.000
Determination
Failing to respond to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
160
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Accepting a contribution from a partnership
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
100
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Accepting an unreported in-kind contribution from an LLC
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
15254
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Accepting a contribution from an unregistered political committee
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
280
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Accepting an over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1089
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Accepting an over-the-limit Doing Business contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
500
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Exceeding the expenditure limit
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
17975
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Failing to comply with subcontractor reporting requirements
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
200
2009
Ec: 2009 • Candidate: Baez, Maria • Board Meeting Date: 2012-10-18T00:00:00.000
Ec
2009
Candidate
Baez, Maria
Board Meeting Date
2012-10-18T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
1657
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