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Enforcement Actions Board Determinations and Penalties

This dataset lists the board determinations and penalties that the New York City Campaign Finance Board has imposed on New York City political campaigns from the year 2000 to the present.

City Government Campaign Finance Board (CFB) Dataset xrxs-qn95 6 fields
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Dataset fields
Showing 50 real records
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
500
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
1750
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1625
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting over-the-limit Doing Business contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1250
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting over-the-limit in-kind contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
No violation
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Failing to demonstrate compliance with subcontractor reporting requirements
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
50
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
1598
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Failing to document 30 contributions
Current Determination Name
Failure to document transactions
Final Board Determination
1550
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Failing to document specific transactions
Current Determination Name
Failure to document transactions
Final Board Determination
400
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Commingling
Current Determination Name
Failure to maintain a separate campaign bank account; using an undisclosed bank account in furtherance of the campaign; commingling campaign funds with personal or business funds or funds accepted for a different election
Final Board Determination
10000
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Failing to file a daily disclosure statement
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
300
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Maintaining a petty cash fund greater than $500
Current Determination Name
Maintaining a petty cash fund greater than $500
Final Board Determination
345
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Making improper post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
1132
2009
Ec: 2009 • Candidate: de Blasio, Bill • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
de Blasio, Bill
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Payment: Unpaid Public Funds Claims
Current Determination Name
Payment: Unpaid Public Funds Claims
Final Board Determination
-24948
2009
Ec: 2009 • Candidate: Dromm, Daniel • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
Dromm, Daniel
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Accepting a corporate contribution
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
Violation; No Penalty
2009
Ec: 2009 • Candidate: Dromm, Daniel • Board Meeting Date: 2013-05-08T00:00:00.000
Ec
2009
Candidate
Dromm, Daniel
Board Meeting Date
2013-05-08T00:00:00.000
Determination
Making improper post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
Violation; No Penalty
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Accepting a corporate contribution
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
1624
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Failing to accurately report receipts, resulting in a 19.20% variance
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
500
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Failing to report bank accounts
Current Determination Name
Failure to disclose a bank account or political committee used in furtherance of the campaign
Final Board Determination
500
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Filing a disclosure statement 13 days late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
650
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
250
2011
Ec: 2011 • Candidate: Diaz, Clifton Stanley • Board Meeting Date: 2013-06-20T00:00:00.000
Ec
2011
Candidate
Diaz, Clifton Stanley
Board Meeting Date
2013-06-20T00:00:00.000
Determination
Failing to respond to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
222
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Accepting an over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
250
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Accepting over-the-limit Doing Business contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
550
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Failing to accurately report disbursements, resulting in a 12.12% variance
Current Determination Name
Failure to report transactions
Final Board Determination
500
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Failing to provide bank statements and merchant account statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
Violation; No Penalty
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Failing to adequately respond to questions regarding expenditures
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
1500
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Failing to respond timely to the draft audit report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
3094
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Making cash disbursements in excess of $100
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
100
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Failing to report and document in-kind contributions
Current Determination Name
Failure to report transactions
Final Board Determination
Violation; No Penalty
2009
Ec: 2009 • Candidate: Williams, Jumaane • Board Meeting Date: 2013-07-11T00:00:00.000
Ec
2009
Candidate
Williams, Jumaane
Board Meeting Date
2013-07-11T00:00:00.000
Determination
Repayment: Qualified Expenditure Deficit
Current Determination Name
Repayment: Qualified Expenditure Deficit
Final Board Determination
6587
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Accepting corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
12125
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Accepting contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
750
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
12875
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Accepting over-the-limit Doing Business contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
10850
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Exceeding the expenditure limit
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
29732
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to provide signed intermediary affirmation statements and failing to respond to questions regarding intermediaries
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
2600
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Filing a disclosure statement eight days late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
Violation; No Penalty
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to accurately report credit card contributions, resulting in an 11.78% variance
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
1500
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
1188
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to adequately document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
2500
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
1400
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to provide bank statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
1500
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
1974
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Failing to file required daily pre-election disclosure statements
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
200
2009
Ec: 2009 • Candidate: Gioia, Eric • Board Meeting Date: 2013-07-25T00:00:00.000
Ec
2009
Candidate
Gioia, Eric
Board Meeting Date
2013-07-25T00:00:00.000
Determination
Making improper post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
3208
2009
Ec: 2009 • Candidate: Wu, James • Board Meeting Date: 2013-12-12T00:00:00.000
Ec
2009
Candidate
Wu, James
Board Meeting Date
2013-12-12T00:00:00.000
Determination
Accepting a contribution from a corporation
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
6600
2009
Ec: 2009 • Candidate: Wu, James • Board Meeting Date: 2013-12-12T00:00:00.000
Ec
2009
Candidate
Wu, James
Board Meeting Date
2013-12-12T00:00:00.000
Determination
Accepting three over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
4842
2009
Ec: 2009 • Candidate: Wu, James • Board Meeting Date: 2013-12-12T00:00:00.000
Ec
2009
Candidate
Wu, James
Board Meeting Date
2013-12-12T00:00:00.000
Determination
Exceeding the expenditure limit
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
No violation
2009
Ec: 2009 • Candidate: Wu, James • Board Meeting Date: 2013-12-12T00:00:00.000
Ec
2009
Candidate
Wu, James
Board Meeting Date
2013-12-12T00:00:00.000
Determination
Failing to provide a petty cash journal
Current Determination Name
Failure to document transactions
Final Board Determination
50
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